As the Director of Supervision, Katie oversees the day to day supervision of WealthPLAN Partners. This includes Trade Review, Communication Review, Compliance Reporting, and Incidence Response.
Katie graduated with a Bachelor's Degree in Merchandising before finding her way into the financial industry five years ago.
Katie was raised in Lincoln, NE, and enjoys spending time with her two children. In her spare time, Katie enjoys sewing and catching up on her reading.
Certificates and Registrations: Series 6,7; Series 63, 66; Series 26, 24; Series 51; Life/Annuities/Health/Disability; Property and Casualty.